| 1 | Confirm the electrical input rating | Check rated voltage, frequency, phase, rated current, power consumption, plug configuration, and tolerance against the destination-country supply. | Destination-country electrical rules; product-specific safety standard. | Product label, technical datasheet, user manual, wiring diagram, and sample inspection record. | Pass The declared input range matches the intended supply and is consistent across all documents and labels. | Different voltage values in the quotation and manual; missing frequency information; plug supplied without confirming local requirements. |
| 2 | Identify the correct product-safety standard | Determine whether the product is covered by a standard for household appliances, information and communication technology equipment, measurement equipment, machinery, or another product category. | Examples include IEC 60335-1, IEC 62368-1, IEC 61010-1, and IEC 60204-1. The applicable standard depends on product design and intended use. | Standards assessment, test report, certification record where applicable, and product classification rationale. | Pass The selected standard is applicable to the product category, operating environment, and intended use. | One generic test report used for unrelated products; obsolete standard edition; no explanation of scope or product model coverage. |
| 3 | Validate the safety test report | Review the report number, issue date, tested model, construction details, rated input, test methods, results, deviations, and laboratory identity. | Applicable IEC or EN product-safety standard and the laboratory’s recognized accreditation scope. | Complete test report, photographs or construction review, critical-component list, and laboratory accreditation information. | Pass The report clearly identifies the exact product or an officially justified product family and records compliant results. | Only a certificate page is provided; model number does not match; unexplained “pass” statement; missing pages or test conditions. |
| 4 | Check electromagnetic compatibility | Verify both emissions and immunity testing for the product’s intended environment, including conducted and radiated emissions where applicable. | EU EMC Directive 2014/30/EU; relevant standards from the EN 550xx, EN 61000-6-x, or product-specific EMC series. | EMC test report, test configuration, cable and accessory list, operating modes, and declaration of conformity where required. | Pass All required operating modes and representative cables are included, with no unresolved failures or unexplained deviations. | Testing performed only in standby mode; missing immunity tests; accessories used during testing are not supplied with the product. |
| 5 | Review low-voltage safety obligations | Determine whether the equipment falls within the voltage range and scope of the applicable market legislation. | EU Low Voltage Directive 2014/35/EU generally covers equipment rated between 50–1,000 V AC or 75–1,500 V DC, subject to scope and exclusions. | Technical documentation, risk assessment, applicable test report, declaration of conformity, and product labeling evidence. | Pass The supplier identifies the correct legal scope and maintains technical documentation supporting the safety assessment. | Assuming that a low-voltage product is outside all safety obligations; declaration lists the wrong directive; missing electrical-risk assessment. |
| 6 | Check ingress-protection claims | Verify protection against solid objects and water according to the actual enclosure design and installation position. | IEC 60529. The first IP digit addresses solid-particle protection; the second digit addresses water protection. | IP test report, enclosure drawings, gasket specifications, installation instructions, and production-control records. | Pass The claimed IP rating is supported by testing on the final enclosure configuration, including covers, cable entries, and seals. | IP rating appears only in marketing material; test performed on a prototype with different seals; installation conditions are omitted. |
| 7 | Audit battery and energy-storage documentation | For lithium cells, batteries, or products containing them, verify transport testing, cell specifications, protection circuitry, capacity, and shipping classification. | UN Manual of Tests and Criteria, Part III, subsection 38.3 (UN 38.3) for applicable lithium battery transport testing; destination-market battery rules may also apply. | UN 38.3 test summary, battery specification, safety datasheet where applicable, packaging instructions, and transport classification. | Pass The test summary identifies the battery type and configuration supplied, and shipping documents match the actual battery. | “UN 38.3 certified” stated without a test summary; certificate covers a different capacity or configuration; damaged or modified cells. |
| 8 | Review restricted-substance compliance | Check materials in electrical and electronic equipment, including homogeneous materials, cables, solder, plastics, coatings, and components. | EU RoHS Directive 2011/65/EU as amended by Commission Delegated Directive (EU) 2015/863; REACH obligations may also apply depending on the product and market. | Supplier declaration, material declarations, laboratory screening or analytical reports, and controlled component list. | Pass Evidence covers the supplied configuration and addresses applicable restricted substances and any relevant exemptions. | Generic “RoHS approved” letter with no product scope; report covers only selected parts; exemptions are claimed without justification. |
| 9 | Verify conformity-marking and declarations | Confirm that required markings, importer details, model identification, traceability information, and instructions are present for the target market. | Market-specific legislation. For products placed on the EU market, CE marking may apply; CE marking is a manufacturer’s conformity statement, not a universal government-issued certificate. | Signed declaration of conformity, technical file index, label artwork, user manual, and required importer or economic-operator information. | Pass The declaration lists the correct product, applicable legislation, standards, signatory, date, and manufacturer information. | CE logo shown without a declaration; incorrect logo proportions; missing model traceability; declaration signed by an unidentified person. |
| 10 | Control document changes and production consistency | Ensure the tested design, approved components, firmware, enclosure, labels, and manufacturing version remain consistent after purchase approval. | Applicable quality-management and product-compliance procedures; safety standards may require reassessment after design changes. | Bill of materials, engineering-change log, approved sample, inspection plan, incoming inspection records, and periodic re-test plan. | Pass Changes are formally reviewed, critical components are controlled, and production samples remain equivalent to the tested configuration. | Unapproved substitute components; changed power supply or cable; no change-notification process; production sample differs from the tested unit. |