| 1 | Cell and battery performance | IEC 61960-3, where applicable | Recent third-party test report covering capacity, discharge performance, internal resistance, cycle life, dimensions, and marking. | Confirm that the report identifies the exact cell model, chemistry, rated capacity, test conditions, and sample configuration. | Helps verify whether the advertised capacity and operating performance are supported by a recognized test method. |
| 2 | Lithium battery safety | IEC 62133-2, where applicable | Certificate and laboratory report for the finished cell or battery assembly. | Check that the certificate scope covers the same chemistry, model, protection circuit, enclosure, and configuration being purchased. | Addresses safety tests for portable sealed secondary lithium cells and batteries, including abuse and electrical safety conditions. |
| 3 | Transport qualification | UN Manual of Tests and Criteria, Part III, Subsection 38.3 | UN 38.3 test summary issued for the exact cell or battery type. | Verify that the test summary includes the manufacturer or responsible party, test report reference, cell or battery type, and revision status. | UN 38.3 qualification is generally required for lithium cells and batteries offered for transport, subject to applicable transport rules and exemptions. |
| 4 | International product safety listing | UL 1642 for lithium cells; UL 2054 for household and commercial battery packs, where applicable | A valid certification record or report from an accepted certification body. | Distinguish between a cell-level evaluation and a complete battery-pack certification; do not treat one as a substitute for the other. | Provides additional safety evidence for North American applications, especially where customers or regulators specify UL requirements. |
| 5 | China domestic safety compliance | GB 31241, where applicable to the intended product category | Test report or certification documentation issued against the applicable current edition. | Check the standard edition, product category, rated energy, battery structure, and whether the report covers the finished pack rather than loose cells. | Supports compliance assessment for secondary lithium cells and batteries used in covered portable electronic products in China. |
| 6 | Quality management system | ISO 9001 | Certificate from an accredited certification body, including site address and scope. | Confirm certificate validity, manufacturing-site coverage, audit status, and whether battery-cell production is within the stated scope. | Indicates that documented processes exist for production control, corrective action, supplier management, and continual improvement; it does not by itself certify cell safety. |
| 7 | Material and chemical restrictions | EU RoHS Directive 2011/65/EU and amendment (EU) 2015/863; REACH Regulation (EC) No 1907/2006, where applicable | Declaration of conformity, restricted-substance test report, and supplier material declarations. | Ensure the documentation covers the cell, casing, terminals, insulation, PCB, solder, and other supplied components. | Helps buyers meet substance restrictions and information obligations for products entering regulated markets. |
| 8 | Factory process controls | Documented manufacturing controls aligned with the supplier’s quality system | Process flow chart, incoming inspection plan, in-process control records, final inspection plan, and change-control procedure. | Verify controls for electrode coating, winding, welding, electrolyte filling, formation, aging, grading, insulation, and pack assembly. | Consistent process control reduces variation in capacity, voltage, internal resistance, leakage, and safety performance. |
| 9 | Traceability and authenticity | Supplier-specific traceability procedure; align with applicable customer and regulatory requirements | Lot coding policy, production records, certificate-of-analysis samples, shipment labels, and recall procedure. | Confirm that each shipment can be linked to production date, raw-material lots, cell grade, test results, and factory location. | Allows investigation of field failures, prevents mixed lots, and helps identify unauthorized relabeling or specification changes. |
| 10 | Battery-pack engineering and validation | Applicable end-product standards, customer specifications, and battery-management requirements | Electrical schematic, BMS specifications, protection thresholds, cell-matching data, thermal design, validation plan, and sample test results. | Check overcharge, over-discharge, overcurrent, short-circuit, temperature, balancing, insulation, and abnormal-operation protections. | A certified loose cell does not automatically make a complete multi-cell pack safe; pack design and system integration require separate validation. |